Director of Compliance, Marketing Review

Job description

Our Story Founded in 2008, Hightower is a wealth management firm that provides investment, financial and retirement planning services to individuals, foundations and family offices, as well as 401(k) consulting and cash management services to corporations. Hightower's capital solutions, operational support services, size and scale empower its vibrant community of independent-minded wealth advisors to grow their businesses and help their clients achieve their financial vision. Based in Chicago with advisors across the U.S., we operate as a registered investment advisor (RIA). Your Future Team Hightower's Compliance Department is dedicated to delivering thoughtful, proactive support. We are passionate about meaningful collaboration and work across the organization to develop practical strategies that serve advisors, their clients, and our home office colleagues while honoring the spirit of regulation. We are looking for a Director of Compliance – Marketing Review to join our team. You will be a valued member of the department working with tenured professionals to help grow and uphold our goals. You will report to the Chief Compliance Officer of Hightower Advisors, an SEC-registered i...