Analyst, Compliance Consulting

Job description

We’re looking for an Analyst to support our Compliance Consulting team. As an Analyst, you will be part of a team that is responsible for developing, implementing, and maintaining compliance programs for a variety of investment managers and ensuring that our client organizations adhere to their legal and regulatory requirements. As an Analyst, you will work with our client teams to conduct testing, provide training, offer guidance on compliance matters and identify and mitigate potential risks. Our Analysts collaborate across our U.S. compliance team and more broadly across Kroll’s teams to service our client engagements. Day to Day Responsibilities: Analysts are responsible for provide support in the development, implementation and maintenance of compliance programs for a variety of registered and unregistered investment advisers, including but not limited to: Drafting and customizing policies and procedures in accordance with the Firm’s regulatory requirements; Conducting ongoing testing and preparing annual compliance program review reports; Preparing agendas, attending client calls, and drafting follow up action memos; Drafting registration statements, regulatory filings, compl...