Compliance Advertising Review Analyst - Remote

Job description

When you ask people what gives them peace of mind to live their best life, having a sense of financial security is usually at the top of the list. Our financial services include employer-based benefits like retirement planning so employers can help their people plan for a comfortable life after they stop working. We also provide personalized financial planning and investment services to help families succeed in every stage of life. Summary: This role is responsible for the review of all advertising and social media to guarantee accuracy, fairness, and adherence to industry standards. You will collaborate with the Retirement Plan Consultants, Wealth Management Advisors and Marketing to develop compliant advertisements. Essential Duties and Responsibilities: Advertising / Social Media Review: - Review of all advertising submissions (including websites and social media accounts) for compliance with applicable advertising rules and regulations, including those set forth by the SEC and FINRA. - Ensure all advertising materials accurately represent the firm's services, fees, and investment strategies. - Identify and address any misleading or deceptive content in marketing materials. - Ma...