Compliance - New York - Associate, Regulatory Compliance - 9338281

Job description

Job Duties: Associate, Regulatory Compliance with Goldman Sachs & Co. LLC in New York, New York. Support and contribute to creating and executing detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to identify compliance, conduct, and reputational risks, and refine firm controls as appropriate. Propose methods of testing and execute reviews discussed and agreed with a team leader to evaluate compliance risks and adherence to laws, regulations, and internal policies. Gather data, perform analyses, and document testing results in accordance with the workplan and testing/investigation methodologies. Identify potential compliance, conduct, and reputational risks, and effectively escalate to appropriate individuals. Report on test results, findings, and recommendations, and document in compliance case management software timely. Working with colleagues around the globe to share findings and refine firm controls and processes. Multi-task work on several different reviews with different individuals at the same time. Leverage strong communication skills to interact with Compliance and business senior management....