Vice President, Compliance & Control

Job description

We’re seeking a future team member for the role of Vice President, Compliance & Control to join our Risk & Compliance team. This role is located in Lake Mary, FL & Pittsburgh, PA. In this role, you’ll make an impact in the following ways: May have contact with outside regulators, government officials, and senior Business Unit managers. - Manages compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. - Analyzes existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements. - Primarily responsible for ensuring the overall integrity of Large Option Position Reporting submitted to regulators. - Validates control processes for various regulatory reporting functions to ensure compliance with laws, rules and regulations. - Partners with business unit managers to respond to reports issued by regulatory agencies or audit. To be successful in this role, we’re seeking the following: At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial service...