Compliance Advisory Specialist III, Principal Associate

Job description

Compliance Advisory Specialist III, Principal Associate The Anti-Money Laundering (AML) Compliance Advisory Specialist III performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the AML Compliance Advisory Specialist is responsible for delivering quality and timely results, providing compliance advice to the business, and executing or participating in corporate processes. Responsibilities: Review inquiries from lines of business and provide guidance on action/remediation; escalate and facilitate with subject matter experts when necessary Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements Advise lines of business on application of compliance requirements pertaining to new products and services, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation Support lines of business with questions in the development and mainte...