Associate Vice-President, Compliance

Job description

Associate Vice-President, Compliance Location: This posting is for an existing vacancy in Wellington-Altus’ Toronto office. Our organization: Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., and Wellington-Altus Private Wealth Inc.-the top-rated* investment dealer in Canada and one of Canada’s Best Managed Companies. With over $45 billion in assets under administration and offices across the country, Wellington-Altus identifies with successful, entrepreneurial advisors and portfolio managers and their high-net-worth clients. *Investment Executive 2025 Brokerage Report Card. The opportunity: Reporting to the Vice-President, Supervision & Chief Compliance Officer (VP & CCO), the Associate Vice-President, Compliance (AVP) provides senior leadership and subject matter expertise to strengthen the firm’s Compliance program, with a focus on controls, trend analysis, and enterprise risk assessment. The incumbent is accountable for maintaining a strong control environment, ensuring regulatory compliance, and con...