Trade Surveillance - Associate

Job description

Location: Glasgow (Hybrid) | Practice Area: Capital Markets | Type: Permanent Strengthen market integrity through robust surveillance and regulatory excellence. The Role: As a Communication Surveillance Analyst within our Finance, Risk, Regulatory & Financial Crime (FRRF) capability, you will support investment banking clients in meeting regulatory expectations and maintaining effective conduct risk frameworks. You will play a key role in monitoring electronic and voice communications, identifying potential market abuse or misconduct, and enhancing surveillance frameworks across Capital Markets environments. This hybrid role is based in Glasgow, combining on-site collaboration with flexible remote working. What You’ll Do: - Conduct surveillance of electronic communications (email, chat, voice) to identify potential market abuse, misconduct, or regulatory breaches - Review and escalate alerts in line with internal policies and regulatory requirements (e.g., MAR, MiFID II) - Document findings clearly and support investigations with accurate and timely reporting - Collaborate with Compliance, Legal, and Front Office stakeholders to enhance surveillance controls and processes - Contrib...