Compliance Associate - Financial Services

Job description

Associate – Central Compliance Location: Glasgow (Hybrid) | Practice Area: Finance, Risk, Regulatory & Financial Crime | Type: Permanent Support critical compliance activities at the heart of a global financial institution The Role: We are seeking an Associate to join the Central Compliance team, supporting core compliance activities within a dynamic investment banking environment. This is an opportunity to build expertise in a high-impact control function, working across multiple regions and regulatory frameworks while contributing to the integrity and governance of the organisation. What You’ll Do: - Undertake compliance monitoring and reviews across key areas including conduct, inside information, and desk-based assessments - Support and lead internal investigations into potential misconduct, maintaining objectivity and confidentiality - Partner with senior compliance leadership across EMEA and Asia to support registrations, certifications, and training activities - Manage processes relating to Outside Business Activities (OBAs), personal account dealing, and employee trading - Collaborate with stakeholders across the business to ensure adherence to regulatory standards and inte...