Wealth Management-Policy & Quality Assurance-Salt Lake City-Associate

Job description

OUR IMPACT: Wealth Management Operations provides critical risk management and control across the client lifecycle. The Policy Quality Assurance (PQA/KYC) function supports this by independently assessing the quality and completeness of client due diligence activities. The team operates in close partnership with Financial Crime Compliance (FCC) and Operations to ensure regulatory requirements are applied consistently and that data quality supports effective risk management. YOUR IMPACT: You will perform Quality Assurance (QA) reviews across client onboarding and ongoing due diligence activities within Wealth Management (WM), supporting the integrity of client data and adherence to regulatory requirements. The role requires strong analytical judgment to assess the completeness and accuracy of KYC records and to identify potential gaps, inconsistencies, or risks. You will work closely with Compliance and Operations teams to address findings and support consistent application of firm policies and standards. RESPONSIBILITIES: - Perform QA reviews on new and existing client KYC records across a range of entity types, assessing completeness, accuracy, and adherence to established quality...