Senior Advisor, Asset Management Compliance

Job description

Job Description: The Role Support the operations of Fidelity’s Asset Management Compliance program with a focus on aggregate limit monitoring Perform real time and pre-trade support, and resolve post trade incidents to ensure compliance with internal requirements and external regulations Monitor complex investment strategies and provide guidance on compliance issues Educate investment professionals on applicable compliance limits and implement effective mechanisms to provide timely reporting Provide Asset Management Compliance leadership with information on current trends and issues recognized during assignments and recommend plans for improvement Participating in and leading strategic initiatives within the team and in partnership with various business partners The Expertise and Skills You Bring Bachelor's degree in a business discipline (finance, general business or economics) preferred, with 6 years of experience Comfortable with pre-trade compliance and/or order-management technology Experience in financial services industry: Deep experience in the industry, preferably in the area of investment compliance, investment support, or investment operations Excellent communication ski...