Supervisor - Risk Consulting, Capital Markets Compliance

Job description

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You’ll find an environment that inspires and empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM. Position Description: RSM is currently seeking a strong broker dealer and/or FCM, IB Compliance professional to join a fast-growing team focused on giving our clients critical assistance in developing and maintaining compliance with financial regulations. As a Supervisor in RSM's Global Financial Institutions Regulatory Compliance group, you will be a key participant in the following activities: - Manage and deliver assessments and other services covering compliance for banks and other financial institutions - Participate in the evaluation of the current state of the compliance program, identify any deficiencies to enhance controls, and leverage your knowledge to provide advice to...