Compliance Officer, Correspondent and Institutional

Job description

Aviso Wealth At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and dynamic ‘oneaviso’ culture sets us apart. If you are looking for interesting and challenging work, at a company committed to its people, find out more about what Aviso has to offer at www.aviso.ca . The Opportunity: We’re looking for a Compliance Officer to join our Compliance team. Reporting to the Director Correspondent & Institutional Compliance, the Compliance Officer is responsible for primarily day-to-day compliance activities for the Aviso Correspondent Partners business line of Aviso Financial Inc. and will occasionally assist with the other business lines. The Compliance Officer will be registered as a Designated Supervisor with the Canadian Investment Regulatory Organization (CIRO) Who you are: - Service – You consider both internal and external stakeholders and demonstrate intent of understanding and putting the clients’ n...