AVP - Securities Regulatory Reporting (15c3-1 and 15c3-3)

Job description

Summary: In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures. Qualifications: The expected base salary ranges from $91,000 - $125,000. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, including Medical, Dental and 401K plans, successful candidates are also eligible to receive a discretionary bonus. #LI-Hybrid - Preparation of daily 15c3-1 daily net capital computation for all regulated entities. - Weekly and month end preparation of the 15c3-3 customer reserve calculation. - Compute moment-to-moment capital charges on underwriting deals and track confirmed sales on underwriting deals. - Run and manage Axiom software for regulatory haircuts and charges. - Prepare the monthly and quarterly regulatory reports. - Reconcile trade details to general ledger to ensure adequacy of accounting records. - Coordination with multiple groups across...