Lead Compliance Analyst - Retirement Plans

Job description

This position is remote (within the U.S.A.) and does not require regular in-office presence. What you do: - Responsible for reviewing plan documents, preparing restatements and amendments, building solutions and resolutions for potential plan errors. - Cross team and team collaboration is very important in this role. Building strong partnerships with Sales Distributions, Advisors, Plan Sponsors, and Internal Team members is essential. - Utilize a strong understanding of ERISA. - Success in this role requires an ability to perform research and provide solutions in an independent manner. - Make recommendations to mitigate regulatory risk. - Communicate with internal and external business partners to promote their understanding and compliance with I.R.S. and D.O.L. regulatory requirements, policies, and procedures. - Manage multiple projects at one time. Delivery on service level agreements and service standards with shifting priorities. - Utilize strong PC skills on tools including Microsoft Word, Excel, PowerPoint, and Outlook. - Apply excellent verbal and written communication skills. - Employ customer service skills and problem-solving skills to make plan sponsors aware of potenti...