Senior Investment Compliance Analyst

Job description

Senior Investment Compliance Analyst will be responsible for monitoring compliance results on client portfolios related to Regulatory and Investment Manager (IM) mandates. Utilizing State Street’s Investment Compliance & Reporting platform, the qualified candidate will complete the research, analysis and reporting to ensure portfolios are in compliance with their investment restrictions. REVIEWING WORK AND ASSISTING TEAM SUPERVISOR: Point of expertise for complex breach analysis Review all reporting produced by the Associates Liaises with internal clients and supporting departments for the purpose of obtaining key inputs to service delivery Performs special projects and other tasks as assigned by the Team Supervisor Assists Team Supervisor in implementing new procedures and controls Maintaining and fostering a team environment MONITORING INVESTMENT COMPLIANCE: Investigate violations on the automated compliance monitoring system Record findings of investigation on the system DATA CONTROL CHECKS: Compare and confirm accuracy of fund data as it appears in the system Advise data teams of any discrepancies in a timely fashion Ensure agreed timelines are adhered to REPORTING: Generate an...