Compliance Officer | Hybrid

Job description

What you do: Responsible for reviewing and approving US‑facing marketing and advertising materials to ensure compliance with FINRA Rule 2210, applicable SEC requirements, and AllianzGI internal marketing compliance standards. The role provides regulatory guidance to Marketing and Distribution teams and supports AllianzGI’s cross‑border marketing governance. - Act as the designated reviewer for US‑facing marketing and advertising materials distributed by AllianzGI entities. - Review and approve marketing materials prior to use, including websites, social media, presentations, brochures, advertisements, emails, videos, and third‑party content. - Apply FINRA Rule 2210 standards to ensure communications are fair, balanced, and not misleading. - Assess performance presentations, testimonials, endorsements, and third‑party ratings for compliance with FINRA and SEC Marketing Rule. - Identify required revisions and clearly communicate compliance feedback to business partners. - Serve as a compliance subject‑matter expert to marketing, product, sales, and advisory teams. - Provide guidance on new marketing initiatives, digital campaigns, and emerging communication channels. - Support regula...