Regulatory & Compliance, Assistant Vice President - Regulatory Reporting

Job description

About the Role iCapital is looking to hire a Regulatory Reporting Associate to join the Regulatory and Compliance team. This position will work closely with the Vice President of Regulatory Reporting and the Co-Chief Compliance Officers of our Registered Investment Advisers on a variety of compliance matters, most specifically those pertaining to regulatory reporting. Responsibilities: - Assist and oversee preparation of regulatory filings including, but not limited to, Form D, blue-sky notices, Form ADV, Form PF, certain 34 Act filings, BE-185, and international filings similar to blue-sky. - Assist with other compliance-related matters as needed. - Develop and implement various compliance functions and tests. - Leverage firm technology to assist in both internal and external reporting. - Develop new procedures and amend existing ones as needed. - Monitor industry-wide compliance initiatives as well as important federal, state, and non-U.S. regulatory developments and conduct analyses on how such developments impact our activities. - Recommend solutions to resolve regulatory challenges. - Liaise with other internal and external stakeholders. Qualifications: - 2-5 years of experien...