Senior Manager, Beneficial Ownership & Regulatory Compliance - GBM&T Compliance

Job description

Requisition ID: 253936 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose: Leads and oversees the Beneficial Ownership Program team in ensuring regular position monitoring and execution of business strategies, plans and initiatives in compliance with governing regulations, internal policies and procedures. The Senior Manager will work closely with the Director, Beneficial Ownership & Control Room, the GBM&T Capital Markets teams, technology and a diverse set of stakeholders to provide ongoing support and enhancements to the program, in line with Global Compliance’s strategy and initiatives. Accountabilities: - Plays a key role in overseeing the day-to-day administration of the Beneficial Ownership Program; tracking data files from sources, building relationships with stakeholders, investigating positions and escalations across the firm, responding requests and ensuring timely and accurate reporting of positions for Section 13D/G and Section 16. - Liaison with stakeholders in various jurisdictions to understand data, positions and conduct investigations. - Oversee the drafting and submission of filings in a timely and accur...