Sr Compliance Officer - UDAAP
KeyBank · Brooklyn, Ohio, US
Location: 4910 Tiedeman Road, Brooklyn Ohio Job Summary The Sr Compliance Officer has responsibility for e xecuting of testing and continuous monitoring to e...
Job description
Location: 4910 Tiedeman Road, Brooklyn Ohio Job Summary: The Sr Compliance Officer has responsibility for e xecuting of testing and continuous monitoring to evaluate Key’s UDAAP compliance with regulatory requirements . Additional monitoring activities may include but not limited to leading data integrity testing, leading review and challenge of procedures, developing training, training program content, reporting results including to Line of business, etc. This position will u tilize data analysis tools and techniques to analyze, quantify, and/or assess UDAAP risks and to evaluate controls to identify potential weaknesses and/or control gaps. This position will also lead monitoring and recommend improvements to business processes, which are necessary to meet regulatory changes and further mitigate UDAAP compliance risk exposure to Key. This position will d evelop and maintain strong, collaborative relationships with all lines of defense. More over , partnering with the LOB while balancing the fiduciary oversight role are important to the Bank and , in certain situations , require s approval or denial on high-risk initiatives, products, third parties and clients . This role is expec...