Compliance Manager, Data Analytics

Job description

Job Description Summary Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience to ensure the tactical and strategic success of the firm’s Compliance Surveillance program. This includes but is not limited to building Qlik dashboards and reporting for repeatable Risk Metric production, Regulatory discovery analysis, logic development/coding for rollout of new Compliance Surveillance controls, data modeling & charting, ETL processes plus migration on source data, and being a general utility between Industry Rules and Compliance needs to help mitigate firm risk. Reporting to the Director of Compliance Data Analytics Program, the role is responsible for creation & maintenance of custom internal technology solutions, requiring skillsets in both technical development and data analytics end user tools, debugging & testing, data quality assurance and cleansing, and general data gathering from across the firm. Job Description: Essential Duties and Responsibilities: Builds and maintains Compliance Surveillance controls covering business entities such as: PCG, GEIB, Advisory & Product areas, RIA & Custody Services. Designs custom Complianc...