Institutional Investment Operations Manager - Customer Protection and Asset Transfers
Wells Fargo · US
Wells Fargo is seeking an Institutional Investment Operations Manager to oversee Client Protection and Asset Transfers teams as a part of Corporate Investmen...
Job description
About this role: Wells Fargo is seeking an Institutional Investment Operations Manager to oversee Client Protection and Asset Transfers teams as a part of Corporate Investment Banking Operations. Learn more about the career areas and business divisions at wellsfargojobs.com . In this role, you will: - Manage and develop team of individual contributors working on complex issues - Oversee daily controls related to client protection and the firm’s adherence to possession or control obligations under SEA rule 15C3-3 - Ensure proper segregation of client assets and 17a-13 rule adherence. - Manage asset transfer team and processing, partnering with Prime and Safekeeping business to meet client demand and - Identify and recommend opportunities for process improvement and risk control development - Collaborate with all business partners and various departments, create efficiencies and mitigate risk for team and organization - Resolve complex issues and processes within CIB Operations - Make decisions and resolve issues regarding resources, objectives and operations of functional area and team to meet business objectives - Interpret and develop policies and procedures for functions with low...