Director, Supervision Program Senior Strategist

Job description

Core Responsibilities: optimization. Qualifications: supervision, compliance, or risk management roles. active FINRA Series 7 and 24 required; Series 9/10 preferred. - Lead the design and implementation of strategic supervision initiatives, including the development of supervisory models, escalation frameworks, and role - based oversight structures. - Serve as a subject matter expert and program lead for supervision modernization efforts, including risk - based monitoring, digital enablement, and control - Develop and maintain supervisory program documentation, including frameworks, operating models, and execution playbooks. - Coordinate cross - functional working groups to align supervision practices with regulatory expectations, internal policies, and business objectives. - Support the uplift and integration of supervisory controls into business processes, technology platforms, and governance routines. - Monitor industry trends, regulatory developments, and internal risk indicators to inform program enhancements and strategic planning. - Contribute to regulatory exams, internal audits, and supervisory certifications by preparing program documentation and evidence of execution. -...