Senior Margin Professional

Job description

About Our Company We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world. Job Description: In this role, you will be responsible for monitoring client accounts for House Calls, Federal Calls, and Day Trading Calls to help reduce market risk and volatility. You will review accounts for FINRA violations and related issues, including liquidations, 90‑day trading restrictions, and free riding. The position also involves reducing outstanding debt associated with both trade and non‑trade activity, while providing effective c...