Financial Advisor (State of Hawaii)

Job description

Under the direction of the Manager, this position provides clients with various investment related guidance, support, and services. Assists with all of the business unit’s compliance with applicable laws, regulations, regulatory requirements and Bank policies and procedures, including but not limited Anti-Money Laundering laws and regulations, including regulatory and internal compliance policies and procedures related to the investment adviser business activities under the Investment Advisers Act of 1940 and related securities laws and regulations, Fair Banking, Bank Secrecy Act and USA PATRIOT Act. In addition, this position is responsible for conducting sales and relationship management activities in accord with Bank of Hawaii (BOH) and the firm’s guidelines, policies, procedures, disciplines and behaviors. This position requires use of a personal computer and other standard office equipment (typewriter, fax, copier, calculator, telephone) - Identifies, develops, and maintains investment relationships with clients. Formulates investment solutions and strategies using firm-approved products and services. Delivers recommendations on suitability in a fiduciary capacity based on the...