Membership Intake Examiner

Job description

Position Title: Membership Intake Examiner Department: Membership Intake: Location: Calgary, Montreal, Toronto, Vancouver: Status: Permanent Full-time (Hybrid): Day in the life of: As a self-regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets. The MI Examiner is accountable for analyzing and independently verifying the accuracy and completeness of applications from current and prospective Dealer Members and will work directly with the firms and their counsel regarding their membership applications & transactions. The MI Examiner will have expertise in the areas pertaining to Registration for the purpose of conducting the Registration analysis for Dealer Member transactions, and is also accountable for maintaining the framework for the submission, intake, tracking and reporting of CIRO membership applications & transactions. Core Responsibilities: Compliance Review of Member Transactions Intake and Admi...