Junior Associate Director, Regulatory Compliance

Job description

Company Description Experience something Brilliantly Different with a career at MUFG Investor Services. Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group, and we partner with over 480 loyal global investment firms to provide them with administration, asset services, banking and fund financing. We’re in 17 global locations and provide an exceptional hub of Brilliantly Different talent to thrive. Job Description: This role is a Controlled Function (CF) role under the CBI Fitness & Probity regime. - Assist with the Compliance Monitoring Process, carrying out testing and quality control checks as required in relation to Regulatory matters. Having technical proficiency and general IT literacy when managing the Compliance Monitoring system. - Respond to business requests and queries, providing guidance as necessary, for jurisdictions where the Company is regulated. - Conduct training to staff on relevant procedures and policies within the relevant jurisdictions. - Assist in responses to Internal Audit and Operations with Regulatory Compliance risk assessments / audits and management. - Work within the global Compliance Team to develop, implem...