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Compliance Coordinator

William Blair · Chicago, Illinois, US

Solutions for Today’s Challenges. Vision for Tomorrow’s Opportunities. Join William Blair, the Premier Global Partnership.

Job description

Solutions for Today’s Challenges. Vision for Tomorrow’s Opportunities. Join William Blair, the Premier Global Partnership. William Blair Investment Management, LLC (“WBIM”) is seeking a highly motivated and organized Compliance Coordinator to join a dedicated team that operates under a culture that promotes teamwork and collaboration. The Compliance Coordinator will primarily support the investment management compliance team and will perform both administrative and compliance activities in support of the existing WBIM Compliance team to assure compliance with regulatory requirements, such as the Investment Advisers Act of 1940 and Investment Company Act of 1940. The team currently operates in a hybrid working model, with 3 days a week required to be in the office at our downtown Chicago headquarters. Qualifications: - Maintain WBIM restricted lists in MyComplianceOffice and LineData Compliance systems - Coordinate and document new hire compliance training and the annual compliance training program for WBIM employees - Conduct employee email surveillance in Global Relay (email archiving platform) - Responsible for organizing and gathering materials for various internal compliance te...