Specialist I, Regulatory Services

Job description

SEI Investments is a leading global provider of asset management and investment technology solutions. The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as being a critical component in the provision of excellent client service. An open, collaborative and detail oriented environment underpins this business objective. SEI is seeking a Specialist for our Regulatory Services (RS) team. Our primary goal is to ensure the successful and accurate completion of certain compliance and administrative servicing requirements for investment manager products for assigned funds. As a Specialist, you will review data being provided by SEI to complete regulatory filings and post-trade compliance notices. What you’ll do: Serve as the main point of contact and subject matter expert for internal and external clients, regarding regulatory reporting requirements and Investment Advisor compliance. Research regulatory requirements and interpret regulations for various funds and monitor U.S. government laws and industry upda...