Senior Associate Trade Restrictions

Job description

Solutions for Today’s Challenges. Vision for Tomorrow’s Opportunities. Join William Blair, the Premier Global Partnership. The Senior Associate Trade Restrictions will ensure the critical accuracy of account and rule information in Trading Compliance Systems and Restrictions Management Database. This individual will be responsible for establishing new accounts and associated trade restrictions, monitoring of every trade to ensure adherence to trade restrictions, and collaborating with Client Service Team and Portfolio Managers to resolve compliance violations or issues. In addition, this role provides user support of the Trading Compliance Systems, anticipates and resolves questions and issues, leads user training and ensures understanding of system functionality and capabilities, and provides guidance to less experienced staff pertaining to trade compliance restrictions. Qualifications: - Ensure the critical accuracy of account and rule information in the Trading Compliance Systems and Restrictions Management Database. Establish new accounts and associated contract restrictions. Build and test rules related to new contract restrictions to ensure account restrictions and hierarchy...