Compliance Monitoring Specialist

Job description

JOB REQUISITION: Compliance Monitoring Specialist LOCATION: GROOT-BIJGAARDEN: ADDITIONAL LOCATIONS: JOB DESCRIPTION: Reports to: Senior Manager Compliance Monitoring CED Principal Accountabilities and Duties: controls, and regulatory requirement are carried out; that appropriate records are maintained and available to evidence compliance and protect the company; and that a pro-active approach is followed to ensure issues are identified. region and conduct appropriate audits of client and candidate files, both electronic and hard copy to measure compliance with industry Regulations and Legal requirements. communication and timely insights to senior business stakeholders. Follow up all remedial actions to ensure these have been effectively implemented and document the outcomes as necessary. technical guidance on discreet areas of compliance and promote best practices across all regional operations. Effective collaboration and support should be provided to the relevant staff (field, district office, management, and corporate services), focusing on solutions, encouraging best practice, and demonstrating effective business processes. Focus on improve compliance results, taking a proacti...