Senior Advisor, Compliance Training and Education

Job description

Job Description Summary Under general supervision, uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in adult learning and education design and development, as well as securities and/or banking industry to ensure compliance alignment with all securities and/or banking rules and regulations. Designs and develops engaging compliance training courses that meet regulatory compliance objectives and inspire associates to adhere to policies. Coordinates compliance functions, guides compliance efforts, and acts as a liaison between functional areas. Leads large or multiple projects with significant scope and impact. Works independently on difficult assignments that are broad in nature and that require originality and ingenuity with appreciable latitude for unreviewed actions or decisions. Provides comprehensive learning solutions to complex problems. Maintains extensive contact with internal customers to identify, research, analyze, and resolve complex issues. Job Description: Essential Duties and Responsibilities: Consults stakeholders and collaborates to develop compliance training and education programs in conjunction w...