J.P. Morgan Wealth Management - Vice President Central Supervisory Manager- Tempe, AZ

Job description

As a Central Supervisory Manager, you will play a key role in ensuring the integrity and suitability of our offerings. Your insights and leadership will help us deliver exceptional service and maintain our reputation for excellence. Be part of a collaborative environment that values innovation, continuous improvement, and professional growth. Make a difference for our clients, our team, and your career. The Supervisory Manager is integral to managing regulatory obligations, operational risk, and supervisory requirements within J.P. Morgan Wealth Management. Our firm provides comprehensive strategies and expertise across asset classes through a global network of investment professionals, utilizing cutting-edge technology and resources. We focus on building deep, personal relationships with clients to offer goals-based financial planning and sophisticated solutions for generational wealth management. Job Responsibilities: - Review next-day trades to ensure compliance with FINRA rules and industry regulations. - Evaluate and document trades flagged as exceptions for suitability. - Assess the suitability of select new accounts and products. - Escalate supervisory issues with actionable...