Global Markets Client Lifecycle Administration, Analyst
Sumitomo Mitsui Banking Corporation · Charlotte, North Carolina, US
SMBC Capital Markets, Inc. (CM) is a derivatives trading firm based in New York City, with offices in Charlotte, NC, London and Hong Kong.
Job description
SMBC Capital Markets, Inc. (CM) is a derivatives trading firm based in New York City, with offices in Charlotte, NC, London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio focused on interest rates and foreign exchange products such as rates & FX swaps, options & exotics as well as exchange traded products. SMBC Nikko Securities America, Inc. is an SEC-registered, FRB-NY approved Primary Dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB) trading securities and securities financing transactions (repurchase agreements, etc.). These entities provide coordinated services to our corporate and institutional clients as part of the SMBC Global Markets business unit. The Global Markets (GM) Client Lifecycle Administration is under the Client Lifecycle Department, within the Chief Operating Office for the SMBC Global Markets Front Office. The team manages processes supporting various Front Office staff, the Credit Department and the Legal Department. Specifically managing trading limit validation, Front Office limit system processing, trade verifications, legal agreement veri...