Junior Compliance Officer

Job description

Our mission is to enable everyone to build wealth We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion. We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence. What you'll do: Support day-to-day compliance activities aligned with BaFin regulatory requirements. Assist in monitoring investment products and processes. Contribute to the Compliance Monitoring Program (CMP) by preparing reports, collecting data, and following up on findings. Provide compliance input on current and upcoming products and services across the business. Participate in cross-functional compliance projects, gaining hands-on experience and supporting regulatory change implementation. Support senior colleagues in reviewing higher-risk or complex financial promotions to ensure compliance. Help maintain up-to-date compliance policies and procedures, ensuring effective implementation. What you need...