Business Compliance Latam & South Africa

Job description

Do you want to be part of the international growth of Vontobel and leverage your expertise to have an impact on our organization? For our Private Clients Division covering Latin America and South Africa, we are looking for a highly motivated and engaged Business Compliance Officer. What would your role be: Enhance the department's 1st Line of Defense (1LOD) framework by driving robust risk management practices, upholding exceptional KYC standards, and ensuring thorough validation of source of funds in alignment with FINMA regulations and internal policies. Oversee and provide strategic direction for Legal & Compliance (L&C) case management, including the monitoring of deadlines, documentation accuracy, and application processes across the department, ensuring seamless execution and adherence to regulatory requirements. Provide senior-level guidance to Relationship Managers (RMs) on the preparation of L&C and NTCR cases, encompassing KYC documentation, due diligence processes, and account opening procedures for both new and existing clients, while maintaining a focus on operational excellence. Act as a key liaison with internal stakeholders, including Compliance and NTCR teams, to s...