Senior IT Auditor

Job description

Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. Job Overview: We are currently looking to hire a Senior IT Internal Auditor within the Internal Audit department, which is a part of LPL’s Internal Audit organization. This person will be responsible for executing technology and integrated internal audits, SOX/SOC1 control reviews, evaluating evidence and testing remediation of control issues, and various ad hoc projects as assigned. Including but not limited to the following: Roles & Responsibilities: - Test controls and prepare audit work papers with minimal assistance by the AVP/VP - Lead and execute all areas of audits including audit planning, audit testing, control evaluation, and testing issue remediation - Execute audits in accordance with department and professional standards, and complete assignments timely and in an efficient manner - Mentor Staff level IT auditors on assigned...