Compliance Analyst

Job description

Overview Connecting clients to markets – and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth. Responsibilities: The Compliance Analyst will support various ongoing monitoring and reviewing to ensure regulatory obligations are met by internal and external business partners. The monitoring and reviewing will primarily include position transfers, exchange for related position trades, suspense account set up and usage, block trades, and omnibus account trading for potential rule violations. It may also include certain trade surveillance alerts in the Firm’s automated trade surveillance system. The C...