Senior Associate, Risk Consulting (Capital Markets Compliance)

Job description

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You’ll find an environment that inspires and empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM. Position Description: RSM is currently seeking a strong broker-dealer (BD) and/or FCM/IB Compliance professional to join a fast-growing team focused on providing our clients critical assistance in developing and maintaining compliance with financial regulations. As a Senior Associate in RSM's Global Bank Regulatory Compliance group, you will be a key participant in the following activities: - Participate in assessments and other services covering BD and/or FCM/IB compliance for banks and other financial institutions - Participate in the evaluation of the current state of the compliance program, identify any deficiencies to enhance controls, and leverage your knowledge to provide a...