Markets Compliance Officer

Job description

Be at the center of fast-moving Markets activity where timely, practical advice matters. You will help the business serve clients while meeting regulatory and control expectations across multiple jurisdictions. As a Markets Compliance Officer (Associate) in Markets Compliance , you will provide real-time regulatory advice and Compliance support to Markets businesses, with a focus on listed derivatives and exchange-traded products, including German retail structured products (Zertifikate). You will partner closely with front and middle office teams to resolve time-critical queries, review surveillance outcomes, and respond to exchange requests. Your work will help protect the firm, support robust controls, and enable compliant business growth across developed and emerging jurisdictions. Job Responsibilities: - Provide real-time regulatory advice and day-to-day Compliance support for listed derivatives and exchange-traded products, including Zertifikate - Conduct monitoring activities across topics and products and document outcomes - Respond to exchange queries and coordinate timely follow-up with relevant stakeholders - Review surveillance alerts, assess risk, determine disposition...