Monitoring and Testing Compliance Officer

Job description

KM2: Our team is seeking an Analyst to join the Global Compliance Monitoring & Testing team to execute T. Rowe Price’s EMEA Compliance monitoring and testing program. You will be responsible for performing monitoring and surveillance to demonstrate compliance with applicable laws and regulations. This will involve partnering with Compliance and Legal team members, consulting with assurance and business partners to identify compliance risks and proactively evaluate compliance controls. The ideal candidate will possess and demonstrate knowledge and experience with the regulations and multiple disciplines involved in the operations of an investment management firm. This is a great opportunity for you to be an integral part of a EMEA Compliance Team, apply your compliance knowledge to help mitigate compliance risk and have a positive impact on the department and an expanding business. Principal Responsibilities: Undertaking monitoring and surveillance in line with the Global Compliance Monitoring and Testing Programme. This includes but is not limited to: Performing comprehensive surveillance and monitoring of processes to ensure that regulatory requirements applicable to TRPIL and its...