Senior Compliance Officer

Job description

Job Description What is the opportunity?: An exciting opportunity to join our dynamic RBC BlueBay Compliance Advisory UK team as a Senior Compliance Officer, where you will play a vital role in providing expert compliance advice, managing regulatory risks, and driving key business initiatives. In this pivotal position, you will ensure RBC BlueBay’s adherence to regulatory requirements while actively contributing to the firm’s success. This is a unique opportunity to thrive in a collaborative environment and make a meaningful impact on both the organization and your professional growth. What will you do?: Provide expert regulatory advice on US rules and UK/EU compliance matters. Provide advice on ESG matters and cross border distribution of investment products and services into markets globally, including UCITS and Alternatives. Drive the alignment and integration with enterprise standards. Drive efficiencies and enhancements to existing Compliance controls and framework. Development, review and maintenance of robust Compliance Policies and Procedures for RBC BlueBay UK. Assist with the delivery of Compliance Management Information for periodic reports to the Board and Committees. P...