Regulatory Compliance Specialist

Job description

Engagement Expectations: We believe that team member engagement is the basis for a great culture and superior guest service. During every interaction, we display three behaviors: - Smile, display energy and open body language - Proactively greet team members and guests, initiating interaction to provide service - Always use a positive parting remark to end the conversation Essential Job Functions: - Perform independent compliance audits to determine if the company is in adherence to Federal and State regulations. - Reviews and reports Title 31 filings. - Evaluate transactional data for trends - Develop and review the overall effectiveness of compliance audit programs, compliance audit work papers, procedures/policy manual updates, reports findings to management and provides recommendations. - Identify processes risks and weaknesses, document main control points and provide evidential support for report recommendations. Follow up with Operational Leadership to communicate findings and ensure resolution. - Assists in preparation of communications to management, auditors, and regulators. - Maintain compliance department contact with operations team members to clarify, explain or provi...