Securities Services Compliance - Conduct and Operational Risk Management - Vice President

Job description

The Line of Business CCOR (Compliance, Conduct and Operational Risk )Officer role involves independent oversight, assessment and challenge of the processes, risks and controls related to the product offerings within Securities Services to demonstrate adequate management of risk and compliance with regulatory requirements. As Vice President within CCOR team you will work closely with various departments to discharge their responsibilities under the CCOR Framework and will be a key point of contact for operational risk and regulatory compliance-related queries and audits. This role requires a strong understanding of Securities Services associated risks and regulatory requirements, strong analytical skills, and the ability to work collaboratively with various departments to enable business success in a controlled manner. Job responsibilities: - Participate in New Business Initiative assessment and other business change activities to review and challenge the identification of new and/or material incremental compliance and operational risks - Proactively engage the business on risk and control matters, highlighting concerns and driving discussions towards remediation. - Provide input to...