Wealth Management Operations-Policy & Quality Assurance-Transformation-Salt Lake City-Vice President

Job description

ABOUT WEALTH MANAGEMENT OPERATIONS: Wealth Management Operations supports the Wealth Management business by delivering strong operational risk management, high-quality execution, and regulatory confidence across the client lifecycle. The team partners closely with the business, FCC Compliance, and other stakeholders to ensure operational excellence and regulatory alignment. THE ROLE: The Policy & Quality Assurance Vice President has responsibility for leading the U.S.-based Policy & Quality Assurance (PQA) function for Wealth Management Operations, with accountability for the quality, consistency, and credibility of quality assurance outcomes. The role provides oversight of client due diligence quality across Wealth Management and is accountable for quality assurance testing, workflow oversight, thematic risk identification, and policy implementation. This includes partnering closely with Financial Crime Compliance (FCC) and Operations leadership to strengthen operational risk management and regulatory confidence. The Vice President is expected to balance hands-on judgment on complex or sensitive matters with strong people leadership, prioritization, and risk ownership, ensuring th...