Director of Surplus Lines & Compliance - Wholesale

Job description

Position Summary The Director of Surplus Lines & Compliance i s responsible for the day-to-day execution and oversight of surplus lines compliance, agent appointments, and regulatory operational processes across Novatae’s wholesale divisions. This role is responsible for leading a team and ensuring accurate filings, and adherence to state-specific surplus lines requirements, and timely agency appointments. The position partners closely with brokerage, underwriting, accounting, licensing and external vendors to maintain compliance while supporting efficient business operations. Primary Responsibilities: - Manage surplus lines compliance operations including affidavits, tax filings, stamping office submissions, audits and diligent search requirements. - Oversee agent and market appointments and renewals across all applicable states. - Coordinate with third-party vendors and platforms supporting surplus lines filings. - Coordinate with corporate licensing to ensure compliance with state-specific producer licensing requirements. - Ensure accuracy and timeliness of regulatory submissions and internal compliance documentation. - Partner with accounting and finance teams to reconcile surp...