Senior Business Analyst, Compliance Surveillance Technology (Vice President)

Job description

Overview The VP Technology Business Analyst will partner with Compliance, Technology, and Front Office stakeholders to define, deliver, and continuously enhance trade and electronic communications surveillance capabilities. The role focuses on translating regulatory and business requirements into high-quality technology solutions, with strong knowledge of surveillance platforms (e.g., SMARTS, TradingHub) and hands-on experience applying AI/analytics techniques to surveillance use cases. Experience in Cash Equities and/or Fixed Income related products, including booking models and trade flows, is highly desirable—particularly for Trade Surveillance implementations. Key Responsibilities: Regulatory Requirements & Business Analysis: - Own end-to-end business analysis for trade surveillance and eComms surveillance initiatives (new capabilities, enhancements, migrations, regulatory change). - Elicit, document, and manage: business requirements, functional specs, user stories, acceptance criteria, workflows, and operating models. - Lead workshops with Compliance Surveillance, Legal/Regulatory, Operations, and Technology to align scope and outcomes. - Demonstrate working knowledge of surv...