Regulatory Reporting Specialist

Job description

CMC Markets requires a senior level Regulatory Reporting Analyst to support the Regulatory Operations department in its oversight of non-financial regulatory reporting for MiFID, EMIR, SFTR, ASIC, MAS and Canada trade and transaction reporting, plus any shareholder disclosure requirements. The individual will be responsible for running periodic accuracy and completeness checks, producing monthly reporting management information, assisting in preparing quarterly committee meeting pack and ad-hoc testing of reporting for new business requirements. A varied and dynamic role, requiring regular communication with the Business Operations team, the Business Intelligence Team, the Compliance Team and the Development teams. The role will require the individual to continually review manual processes associated with the Reg Ops function and look for ways to increase automation and efficiency. Day-to-Day Duties: Monitor daily reporting for MiFID, EMIR, SFTR, ASIC, MAS and Canada trade and transaction reporting. Monitor shareholder disclosure obligations for all relevant jurisdictions. Ensure day to day issues and incidents are escalated in a timely, efficient and effective way to ensure CMC is...