Compliance Analyst, Group Audit & Conduct

Job description

Compliance Analyst, Group Audit & Conduct Location: This posting is for an existing vacancy in Wellington-Altus’ Calgary or Toronto office. Our Organization: Founded in 2017, Wellington-Altus Financial (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., Independent Advisor Solutions Inc., and Wellington-Altus Private Wealth Inc.—the top-rated* investment dealer in Canada and one of Canada’s Best Managed Companies. With nearly $40 billion in assets under administration and offices across the country, Wellington-Altus identifies with successful, entrepreneurial advisors and portfolio managers and their high-net-worth clients. *Investment Executive 2025 Brokerage Report Card. The Opportunity: Reporting to the Associate Vice-President, Group Audit and Conduct, the Compliance Analyst, Group Audit and Conduct, will conduct the Compliance Audit Review Program for the entirety of all WAFI subsidiaries. The role requires an analytical mindset with exceptional attention to detail, experience in the financial services industry, and familiarity with investment produ...