Compliance Manager

Job description

Compliance Manager Application Deadline: 5 June 2026: Department: Compliance: Employment Type: Permanent - Full Time Location: London UK: Description: The candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies Insurance Solutions regulatory compliance framework. This will involve oversight of the Intermediary Services’ network of Appointed Representatives. The role will also cover the oversight of the global Insurance Solutions entities acting as a group oversight function. Key Responsibilities: - To enhance, monitor and maintain adequate and appropriate systems and controls to ensure all Davies Insurance Solutions’ (DIS) regulated entities and Appointed Representatives meet their regulatory requirements. - To manage the regulatory requirements of DIS stemming from the FCA rules relating to General Insurance and Consumer Credit Broking activities, including the embedding of the Consumer Duty. - To oversee the compliance monitoring plan (CMP) for DIS, including each AR monitoring plan and to ensure it is managed in accordance with the company objectives. To also provide meaningful, timely MI to the Compliance and Governance...